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Legal & Compliance

Group Compliance Officer - Oversight

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Full time
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Genève

As part of the Group Compliance team, your role will involve contributing to the consolidated supervision of the Group. This includes defining, developing, and adapting the groupwide compliance framework, internal control system, and compliance technology solutions. You will be responsible for overseeing the implementation of these frameworks by Group entities and ensuring coherence and alignment with the groupwide compliance framework.

Your role:

 

  • Develop and enhance the groupwide compliance framework to align with evolving regulatory requirements, market practices and the Group's strategic direction.
  • Ensure effective implementation of the groupwide compliance framework across all Group entities, covering areas such as governance, financial crime, market access, market integrity, investor protection and personal conduct.
  • Oversee the implementation and maintenance of an internal control system to manage compliance risks across the Group, including the development of a robust second-line control testing framework and the utilization of compliance technology solutions.
  • Conduct regular and targeted oversight visits and thematic reviews of Group entities to assess compliance with regulatory standards and internal policies.
  • Prepare and submit periodic and consolidated supervision reports to Group governing bodies and regulatory authorities, including FINMA, to ensure compliance with regulatory requirements and provide an accurate assessment of regulatory compliance risks.
  • Advise and support Group entities on various compliance-related matters, including the implementation and monitoring of the compliance framework, conducting compliance risk assessments, addressing regulators, external and internal auditor requests and findings, and managing compliance incidents.
  • Take part in Group Compliance projects, ensuring successful delivery and collaboration with cross-functional teams and relevant stakeholders across the Group.
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Wealth Management

ASSISTANTE DE GESTION

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Full time
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Genève

Votre mission sera d'apporter un support administratif à un portefeuille de clients attribué à plusieurs gérants. Vos responsabilités :

  • Ouverture et clôture de comptes
  • Régularisation de documents juridiques
  • Clarification des transactions à risques accrus
  • Passation d’ordres de bourse, transferts et autres opérations bancaires
  • Vérification de la bonne exécution des opérations
  • Tenue des échéanciers et renouvellement de placements
  • Obtention de toutes informations documentaires relatives aux flux financiers et de support au KYC
  • Préparation de visites clientèle et mise à jour régulière des documents à faire signer
  • Production de documents, rapports, présentations sur demande
  • Administration de la correspondance
  • Gestion d'agenda et planification de rendez-vous
  • Préparation des demandes de crédit et gestion du portefeuille de cartes de crédit
  • Soutien administratif divers (gestion de correspondance, préparation de comités, gestion de l'archivage des dossiers, élaboration de présentations, organisation de réunions et de conférences téléphoniques, etc.)
  • Préparation et suivi des notes de frais
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Specialist Flex Developer – Murex

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Full time
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Genève

We are seeking a Specialist Flex Developer to be responsible for the overall integration of the Murex trading platform. The ideal candidate will have extensive experience with the Murex Flex module and a strong background in quantitative finance and programming. This role will involve integrating new product types, implementing relevant pricing models, and ensuring seamless integration with various systems and reports.

Technical Skills:

  • Strong understanding of stochastic processes and option valuation models.
  • Proficiency in low-level programming languages such as C++ and Java.
  • Experience with the Murex scripting environment.
  • Deep knowledge of Murex APIs and integration techniques.
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Legal & Compliance

Tax Operation Specialist

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Full time
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Zurich

Responsibilities

Client Tax Reporting

  • Assisting in the production of country specific Client Tax Reports
  • Monitoring and implementing new tax rules
  • 1st level support for inquiries from client advisors
  • Collaboration in projects on tax-related topics and technical implementation of existing or new processes

Tax Reclaim Service

  • Preparing and transmitting of data files to the outsourcing provider
  • Monitoring of tax reclaim requests with the outsourcing provider
  • Ensuring the reimbursement chain to the clients
  • 1st level support for inquiries from client advisors
  • Assisting in the continuous improvement and further development of the entire tax reclaim process to ensure highest quality

Operational & Regulatory Taxes

  • Reconciliation and preparation as well as monitoring and delivery of Swiss stamp taxes (Form 9) and Supplementary withholding taxes (Form 182)
  • Monitoring and invoicing of Swiss stamp taxes for Ex-Custody clients
  • Monitoring and updating the withholding tax rates according to the Double taxation treaty (DTT) for Swiss and Foreign clients
  • Supporting function in further regulatory tax reporting topics such as:
    - U.S. Qualified Intermediary
    - U.S. FATCA
    - Automatic Exchange of Information (CRS Reporting)
  • Identifying new opportunities for process improvements and improve the efficiency and control environment

Regulatory Transaction Reporting

  • Monitoring and handling of FinfraG, MiFIR and EMIR Transaction Reporting
  • Recognizing and solving issues
  • Contact person for institutional clients and requests
  • Ensure compliance with all regulatory and transactional tax reporting obligations
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Sustainability Reporting Specialist (fixed-term contract - 6 months)

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Full time
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Genève

We are seeking a Business Analyst to join our sustainability team, focusing on enhancing our reporting processes in compliance with the EU Corporate Sustainability Reporting Directive (CSRD), EU Taxonomy reporting and sustainability reporting requirements under the Swiss Civil Code.

You will play a crucial role in analysing, compiling and aggregating data pertinent to sustainability reporting for financial institutions and contribute to the drafting and refinement of our sustainability reports.

You will be in charge of:

  • Data management: Collect, analyse and aggregate sustainability data from various internal teams and create required data to meet ESRS, EU Taxonomy and Swiss Civil Code requirements.
  • Reporting: Assist in writing and editing sustainability reports, ensuring they meet the regulatory guidelines and effectively communicate our sustainability initiatives and performance.
  • Collaboration: Work closely with internal stakeholders across different departments ensuring alignment with broader sustainability goals.
  • Process documentation: Identify and implement process documentation, including improvements to enhance the efficiency and accuracy of our sustainability reporting.
  • Compliance monitoring: Keep abreast of regulatory changes in sustainability reporting standards and advise on necessary adjustments to data collection and reporting practices.
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Private Banker Assistant

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Full time
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Genève

Your role

Support Senior banker in the administration and management of UHNWI’s client book on a daily basis.
Contribute to maintaining and improving a very high quality service in a challenging UHNWI environment (i.e. multi-jurisdiction, complex structure, sophisticated investments, demanding clients).
Thanks to strong skill sets, prepare and support the production of frequent tailored/ detailed clients’ presentations and reporting.
Collaborate with bankers assistants in our admin. remediation - ensuring compliance with all our internal operational duties.
Team-up regularly and efficiently across all our organization mainly our investment solution, risk management, operations, wealth planning, compliance, and legal teams. Develop a high level of competency on bank offerings.
Ensure that the quality of information delivered to clients meets high standards (meeting restitutions, information input into CRM, etc.).

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