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Legal & Compliance

Group Compliance Officer - Oversight

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Full time
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Genève

As part of the Group Compliance team, your role will involve contributing to the consolidated supervision of the Group. This includes defining, developing, and adapting the groupwide compliance framework, internal control system, and compliance technology solutions. You will be responsible for overseeing the implementation of these frameworks by Group entities and ensuring coherence and alignment with the groupwide compliance framework.

Your role:

 

  • Develop and enhance the groupwide compliance framework to align with evolving regulatory requirements, market practices and the Group's strategic direction.
  • Ensure effective implementation of the groupwide compliance framework across all Group entities, covering areas such as governance, financial crime, market access, market integrity, investor protection and personal conduct.
  • Oversee the implementation and maintenance of an internal control system to manage compliance risks across the Group, including the development of a robust second-line control testing framework and the utilization of compliance technology solutions.
  • Conduct regular and targeted oversight visits and thematic reviews of Group entities to assess compliance with regulatory standards and internal policies.
  • Prepare and submit periodic and consolidated supervision reports to Group governing bodies and regulatory authorities, including FINMA, to ensure compliance with regulatory requirements and provide an accurate assessment of regulatory compliance risks.
  • Advise and support Group entities on various compliance-related matters, including the implementation and monitoring of the compliance framework, conducting compliance risk assessments, addressing regulators, external and internal auditor requests and findings, and managing compliance incidents.
  • Take part in Group Compliance projects, ensuring successful delivery and collaboration with cross-functional teams and relevant stakeholders across the Group.
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Sustainability Reporting Specialist (fixed-term contract - 6 months)

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Full time
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Genève

We are seeking a Business Analyst to join our sustainability team, focusing on enhancing our reporting processes in compliance with the EU Corporate Sustainability Reporting Directive (CSRD), EU Taxonomy reporting and sustainability reporting requirements under the Swiss Civil Code.

You will play a crucial role in analysing, compiling and aggregating data pertinent to sustainability reporting for financial institutions and contribute to the drafting and refinement of our sustainability reports.

You will be in charge of:

  • Data management: Collect, analyse and aggregate sustainability data from various internal teams and create required data to meet ESRS, EU Taxonomy and Swiss Civil Code requirements.
  • Reporting: Assist in writing and editing sustainability reports, ensuring they meet the regulatory guidelines and effectively communicate our sustainability initiatives and performance.
  • Collaboration: Work closely with internal stakeholders across different departments ensuring alignment with broader sustainability goals.
  • Process documentation: Identify and implement process documentation, including improvements to enhance the efficiency and accuracy of our sustainability reporting.
  • Compliance monitoring: Keep abreast of regulatory changes in sustainability reporting standards and advise on necessary adjustments to data collection and reporting practices.
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IT

Data & Document Specialist

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Full time
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Schaffhausen

Vous vous sentez à l’aise dans le monde digital et vous souhaitez faire évoluer les processus et développer de nouvelles idées?

Votre job consistera à  :

  • contrôler et traiter les documents de nos clients conformément à la réglementation interne et externe en vigueur
  • saisir les données client dans différents systèmes et vérifier l’exactitude
  • assurer le support des collaborateurs du front office dans la gestion des nouvelles
  • ouvertures et de la maintenance des relations clients
  • répondre aux questions et / ou réclamations émanant du Front Office via le système de tickets
  • appliquer les réglementations en vigueur
  • contribuer à notre excellence ainsi qu’à l’amélioration continue des processus et des services
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Operations

Assistant(e) Chargé(e) de Relation EAM

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Full time
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Genève

Au sein de l’unité Clientèle Privée, vous intégrerez le département des Gérants Externes (EAM), où vous apportez du support à une équipe dynamique et en pleine croissance.

Mission :

  • Supporter l’équipe de chargés de relation EAM afin d’offrir en permanence un service premium à une clientèle professionnelle exigeante.
  • Assurer les suivis administratif et opérationnel avec proactivité et indépendance, en lien direct avec la clientèle.
  • Participer à l’effort commercial de l’équipe par une implication personnelle et un fort sens du service.
  • Avec l’aide des chargés de relation, connaitre et orienter les clients parmi l’éventail d’outils, services et solutions de la banque.
  • Assurer la liaison avec l’ensemble des services et contreparties internes afin d’apporter des réponses rapides et exactes aux demandes des clients.
  • Effectuer la vérification et la passation d’ordres de transferts.
  • Assurer la mise en conformité de documents, justificatifs et dossiers.
  • Gérer de manière impeccable les ouvertures de compte standard.

Translated with DeepL.com (free version)

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Senior Trading Engineer (Java Full Stack)

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Full time
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Genève

PTS is looking for a highly qualified and motivated Java Full Stack developer. As a Senior Trading Engineer, you will play a pivotal role in transforming high business ambitions and innovative ideas into high-performing and resilient technology solutions. Join our structured product and derivative DevOps team to shape the future of our application landscape, including our proprietary multi-issuer structured product platform called LionX and customized vendor solutions like LexiFi for complex OTC products.

Your role:

  • Proactively assessing, designing, or developing potential changes to the platforms.
  • Maintaining and providing support for agency trading derivatives applications (LionX, LexiFi).
  • Collaborating with other software engineers in one or more Agile teams assigned to the project.
  • Building deployment pipelines and establishing end-to-end testing environments.
  • Developing reusable patterns, minimizing non-essential complexity, and encouraging innovation to enhance team velocity.
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IT

Developer – Risk IT Function

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Full time
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Genève

We are seeking a highly skilled and motivated Developer to join our Risk IT function. This role will play a crucial part in developing and maintaining our risk management systems and infrastructure, primarily hosted on the cloud. The ideal candidate will possess a strong understanding of financial products, risk management data sets, and practical experience with cloud services and most recent big data related technologies.

Key Responsibilities

  • Build and maintain risk management applications and tools on cloud infrastructure.
  • Implement and optimise models for evaluating financial products and their associated risks (Greeks, P&L, VaR, stress tests, scenarios, etc.).
  • Enhance data quality and ensure the integrity of market risk, credit risk, and liquidity risk datasets.
  • Develop high-quality code in Python, R, and C++/Java to support various risk management functions.
  • Collaborate effectively with risk management teams, traders, and front office IT teams to understand their needs and deliver robust solutions.
  • Take ownership of the data quality delivered, ensuring accuracy and reliability in all risk management processes.
  • Utilize Jira, Kanban, Scrum, and other agile methodologies to organize and manage delivery processes within the team.
  • Stay updated with the latest developments in cloud services and financial risk management practices.
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